- Mandatory regulations on odd-lot trading by Stock Exchanges: HOSE, HNX and UPCOM: Fewer than 100 shares.

1.1. Placing an Odd-lot Order on EzTrade

- The way to place an order to buy/sell shares in odd lot is the same as the ordinary stock trading.

- Navigate to the order-placing session, fill in the order information

• Securities symbol
• Quantity: From 1 to 99 units
• Price: Only LO (limit order) price is accepted
• Tick size and price range for odd-lot securities trading are the same as the board lot

- To cancel or modify an untraded order, go to the “Pending Order” session to perform the cancellation or modification:

Note: Odd-lot trading is completely separated from the board-lot trading: Odd-lot orders can only be matched with corresponding odd-lot orders and cannot be matched with board-lot orders.

2. View Odd-lot Price Board on EzTrade

- You can view the odd-lot price board of a given securities symbol on EzTrade as follows:

- Right-click on the symbol you want to view details on the Stock List and select Details <securities symbol>

Details about 3 best bid prices and 3 best ask prices and relevant volume quantity are displayed in the “Odd-Lot Trading” section:

3. Placing an Odd-lot Order on EzMobileTrading application

- On EzMobileTrading application on the mobile device, go to the order-placing session to fill in the order information

• Securities symbol
• Quantity: From 1 to 99 units
• Price: Only LO (limit order) price is accepted
• Tick size and price range for odd-lot securities trading are the same as the board lot

- After confirming Buy/Sell, the OTP Authentication screen will pop up. The Click Receive OTP to get the OTP code sent by the FPTS system to your registered mobile phone number or email at FPTS.

- Enter the OTP code and click Send Order to authenticate the OTP code and send the order.